Respiratory Muscle Function and Outcomes following SCI 

The higher the level of motor complete SCI, the greater the 

Any acute injury above the level of T12 neurological level of SCI will result in some respiratory dysfunction: there is often respiratory muscle (abdominal, intercostal and diaphragm muscles) weakness and/or paralysis, which is initially a flaccid paralysis due to spinal shock. Compliance changes to the lung and chest wall also develop. This often results in paradoxical breathing patterns and the work of breathing increases, with the additional recruitment of accessory muscles necessary.

The impact of changes to the sympathetic nervous system should also be considered in combination with respiratory muscle paralysis.

If the SCI is above T6, there is also an additional autonomic dysfunction with the loss of sympathetic nervous system control and predominance of parasympathetic nervous system activity. This further impacts lung volumes and airway clearance and results in:

  • decreased pulmonary surfactant production
  • increased pulmonary secretion production
  • airway bronchospasm

Assessment of respiratory muscle activity can be informed using a review of breathing patterns, coughing effectiveness and spirometry.

Respiratory Muscles and Function 

Respiration is a combination of inspiration and expiration, according to physiological and functional needs. Inspiration involves primarily the diaphragm and the intercostal muscles. Other accessory muscles can be recruited to increase volume, rate or the force generated. 

Expiration is a passive process which occurs when the diaphragm relaxes inducing the elastic recoil of the lungs and chest wall. 

However, forced expiration to speak, sing, huff or cough primarily requires activation of the abdominal muscles, co-ordinated with glottal function. Again, other accessory muscles can be recruited as needed, especially to cough. 

NOTE:  

  1. Respiratory muscles often work synergistically together, including antagonists for respiratory function eg.cough
  2. Respiratory muscles often have other functional roles beyond respiration
  3. Many respiratory muscles are small and prone to fatigue: although a larger muscle with a variety of muscle fibre types, the diaphragm is also prone to fatigue if breathing mechanics are significantly altered due to neurological dysfunction

Muscles of Respiration

Source: https://www.frontiersin.org/journals/physiology/articles/10.3389/fphys.2022.838414/full

  

Primary Respiratory Muscles

INSPIRATION

DIAPHRAGM

Innervation: Phrenic nerve C3-5

Respiratory roles and commments:

Quiet Inspiration, Forced Inspiration

In addition to full innervation, optimal diaphragm contractile efficiency depends on the stabilising alignment provided by the: 

1. abdominal muscles (position the abdominal contents against the diaphragm to optimise its “dome” shape for contraction, especially in sitting)   

2. intercostal and other deep thoracic muscles (stabilise the rib cage/intercostal spaces during changes in intrathoracic pressures during diaphragm contraction and relaxation) 

In an acute SCI, the initial flaccid paralysis of the abdominal and intercostal muscles often results in paradoxical breathing patterns and an increase in the work of breathing, especially in sitting.

As spinal shock resolves a spastic paralysis of the intercostals +/- abdominal muscles may improve breathing patterns.

Use of abdominal binders in sitting can assist positioning of the diaphragm for enhanced contractile efficiency, improving lung volumes for ventilation, cough and speech.

Other functions & comments:

Generation of transdiaphragmatic pressure: by co-contracting with upper airway/larynx/tongue and pelvic floor muscles and relevant sphincters for expulsive or sustained expiration eg. cough, speech etc but also general postural stability when upright

Establishment of an anti-reflux mechanism: by the crural component of the diaphragm supporting the functioning of the lower esophageal sphincter


EXPIRATION

ABDOMINALS: RECTUS, EXTERNAL OBLIQUE, INTERNAL OBLIQUE, TRANSVERSUS

Innervation: Spinal nerves T7-12

Respiratory roles and commments:

Forced Expiration, Cough

Other functions & comments:

Assist diaphragm positioning to optimize inspiratory volumes, especially in sitting

Generate transabdominal pressure to support venous return, aid voice projection, assist bladder and bowel emptying, maintain postural stability when the trunk is under load/exertion 

Initiate active posterior pelvic tilt or trunk flexion for movement, as well as static and dynamic postural reactions 


STABILISING and ACCESSORY MUSCLES

INTERCOSTALS: EXTERNAL and INTERNAL

Innervation: Spinal nerves T7-12

Respiratory roles and commments:

Quiet Inspiration, Forced Inspiration, Forced Expiration, Cough

Inspiration and forced expiration: changing the volume of the thoracic cavity

Other functions & comments:

Stabilise the rib cage/intercostal spaces during changes in intrathoracic pressures, especially to counteract the descent of the diaphragm during inspiration and the relaxation of the diaphragm during expiration

Other deep thoracic muscles that support the intercostal muscle function include: innermost intercostal muscles, subcostalis, and transversus thoracis.

OTHER MUSCLES                                              

SCALENES Spinal Nerves 3-8

STERNOCLEIDOMASTOID Accessory Cranial Nerve XI  and C1,2

UPPER TRAPEZIUS Accessory Cranial Nerve XI    

SERRATUS ANTERIOR Long Thoracic Nerve of Brachial Plexus C5-7 

PECTORALIS MAJOR and MINOR Lateral/Medial Pectoral Nerves of Brachial Plexus C5-T1 

LATISSIMUS DORSI Thoracodorsal Nerve C6-8 

Respiratory roles and commments:

Forced Inspiration, Forced Expiration, Cough

Inspiration and forced expiration: changing the volume of the thoracic cavity via action of reversed origin and insertion, improved by positioning the upper limb in a closed kinetic chain

Other functions & comments:

Head, neck, scapular and upper limb primary movement and stabilisation

Level of SCI and Respiratory Outcomes 

The ventilation outcomes and respiratory needs listed below have a direct correlation to the degree of respiratory muscle paralysis. The impact of changes to the autonomic nervous system (ANS) should also be considered in combination with respiratory muscle paralysis.

Neurological level Respiratory Muscle and ANS Dysfunction Ventilation Outcomes and Respiratory Needs 
C1-C3 Full to severe diaphragm paralysis 
Full abdominal and intercostal muscle paralysis 

Accessory muscle paralysis except for sternocleidomastoid and upper trapezius 

Impaired ANS function affecting cardiovascular (CV) and respiratory system 
Full time ventilation support via ventilator +tracheostomy 

Bronchial hygiene and respiratory prophylaxis cares: secretion management, pulmonary and chest wall compliance maintenance 

Abdominal binder if tolerated 

Cough augmentation device +/- manual assisted cough   

Voice and speech generation needs 
C3-C4 Severe to partial diaphragm paralysis  

Full abdominal and intercostal muscle paralysis 

Accessory muscle paralysis except for sternocleidomastoid, upper trapezius and weak portion of scalenes 

Impaired ANS function affecting CV and respiratory system 
Full time ventilation support via ventilator +tracheostomy OR face/mouth non-invasive ventilation (NIV)

Periods of unassisted ventilation (ventilator free time) may be possible through the day; ventilation over night during sleep likely required 
 
Abdominal binder if tolerated 
 
Bronchial hygiene and respiratory prophylaxis cares: secretion management, pulmonary and chest wall compliance maintenance, inspiratory muscle training (IMT) 
 
Cough augmentation device +/- manual assisted cough   
 
Voice and speech generation needs  
 
Sleep disordered breathing risk for assessment and management 
C4-C5 Partial to no diaphragm paralysis 

Full abdominal and intercostal muscle paralysis 

Accessory muscle paralysis except for sternocleidomastoid, upper trapezius and some scalene activity 

Impaired ANS function affecting CV and respiratory system
Full time ventilation initially 

May be slow to wean to independent breathing- especially in sitting 

May benefit from face/mouth non-invasive ventilation (NIV) over night or when unwell 

Abdominal binder if tolerated 
 
Bronchial hygiene and respiratory prophylaxis cares: secretion management, pulmonary and chest wall compliance maintenance, inspiratory muscle training (IMT) 
 
Cough augmentation device +/- manual assisted cough  
 
Voice and speech generation managed with physical strategies eg. abdominal binder and accessory muscles 
 
Sleep disordered breathing risk for assessment and management
C6-C8 No diaphragm paralysis 

Full abdominal and intercostal muscle paralysis 

Increasing availability of accessory muscles, including full scalene activity 

May have some weak portion of serratus anterior, pectoralis major activity and latissimus dorsi activity 

Impaired ANS function affecting CV and respiratory system 
May benefit from face/mouth non-invasive ventilation (NIV) when unwell 
Abdominal binder if tolerated 
 
Bronchial hygiene and respiratory prophylaxis cares: secretion management, pulmonary and chest wall compliance maintenance, inspiratory muscle training (IMT)  
 
Cough augmentation device +/- manual assisted cough 
 
Voice and speech generation managed with physical strategies eg. abdominal binder and accessory muscles 
 
Sleep disordered breathing risk for assessment and management 
T1-T4 No diaphragm paralysis

Full abdominal and lower intercostal muscle paralysis
 
Some upper intercostal availability
 
Full availability of accessory muscles, except for some deep thoracic and paraspinal muscles 
 
Improving ANS function affecting CV and respiratory system
Independent breathing 

May benefit from face/mouth non-invasive ventilation (NIV) when unwell 
Abdominal binder if tolerated 
 
Bronchial hygiene and respiratory prophylaxis cares: secretion management, pulmonary and chest wall compliance maintenance, inspiratory muscle training (IMT) 
 
Manual assisted cough or cough augmentation device 
 
Voice and speech generation managed with physical strategies eg. abdominal binder and accessory muscles 
 
Sleep disordered breathing risk for assessment and management 
T5-T12 No diaphragm paralysis 

Improving intercostal and then abdominal muscle activity 

Full availability of most accessory muscles, except for reduced deep thoracic and paraspinal muscles
 
Minimal disruption to ANS affecting CV and respiratory system below T6.
Independent breathing 

May benefit from face/mouth non-invasive ventilation (NIV) when unwell 
Abdominal binder if needed 
 
Bronchial hygiene and respiratory prophylaxis cares: secretion management, pulmonary and chest wall compliance maintenance, inspiratory and abdominal muscle training (IMT)  
 
Manual assisted cough or cough augmentation device if needed 
 
Voice and speech generation normalising 
 
Sleep disordered breathing risk may require assessment and management 
L1 and Below Nil respiratory muscle paralysis
 
Normal ANS control of CV and respiratory system
Independent breathing, normal cough 

Nil respiratory function changes except for loss of pelvic floor control assisting intra-abdominal pressure generation 
 
Voice and speech generation normal 
 
Nil SCI related sleep disordered breathing risk 

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